(1) Staff member membership. These staff who isn’t inside conformity towards subscription and you will book identifier standards established contained in this part is in ticket of your own S.A great.F.Age. Work hence region.
(i) Generally speaking. In the event that an employee off a covered financial institution are entered otherwise subscribed through, and you can gotten a special identifier out of, the fresh Registry and contains handled which membership otherwise permit until the employee will get subject to so it area at newest shielded monetary facilities, then your subscription standards of the S.An effective.F.Age. Work and this region try deemed becoming came across, so long as:
(A) The utilization advice inside sentences (d)(1)(i)(C) and you will (d)(1)(ii) from the part try upgraded additionally the criteria regarding section (d)(2) associated with point try satisfied;
(B) The new fingerprints of worker was submitted to the fresh Registry getting a back ground check, as required of the paragraph (d)(1)(ix) for the section, except if the new staff member has fingerprints on file toward Registry you to definitely is lower than three-years dated;